SRA Standards and Regulations
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Found in
SRA Transparency Rules
Complaints information
An authorised body, or an individual practising in the circumstances set out in regulation 10.2(b)(i) to (vii) of the SRA Authorisation of Individuals Regulations, must publish on its website details of its complaints handling procedure including, details about how and when a complaint can be made to the Legal Ombudsman and to the SRA.
Found in
SRA Transparency Rules
Publication
An authorised body, or an individual practising in the circumstances set out in regulation 10.2(b)(i) to (vii) of the SRA Authorisation of Individuals Regulations, that does not have a website, must make the information set out in rules 1 to 2 available on request.
Found in
SRA Regulatory and Disciplinary Procedure Rules
Applications to the tribunal
An authorised decision maker may decide to make an application to the Tribunal in respect of a firm or an individual under rule 3.1(g) only where they are satisfied that: there is a realistic prospect of the Tribunal making an order in respect of the allegation; and it is in the public interest to make the application. Where an authorised decision maker has made an application to the Tribunal,...
Found in
SRA Roll, Registers and Publication Regulations
Publication of information
The SRA shall publish all entries on the roll or registers, except for any address included under regulation 2.1(h). If the SRA considers that it would be in the public interest to do so, it may withhold from publication any or all of the information subject to publication under regulation 5.1. The SRA may publish such further information or classes of information as it may consider in the...
Found in
SRA Authorisation of Firms Rules
Modification of terms and conditions
The SRA may at any time, extend, revoke or vary any terms or conditions on a body's authorisation, imposed in accordance with rule 3 or otherwise, either on the application of the authorised body or on the SRA's own initiative.
Found in
SRA Authorisation of Firms Rules
Information return and notification events
An authorised body must complete and deliver to the SRA an annual return by the date and in the form prescribed.
Found in
SRA Education, Training and Assessment Provider Regulations
Higher rights of audience assessment providers
Only an organisation approved by the SRA may provide assessments in higher courts civil advocacy and higher courts criminal advocacy conferring a higher courts advocacy qualification. An organisation may apply to the SRA in such manner as may be prescribed to be approved to provide such assessments. The SRA may, in relation to an application for approval: grant the application, subject to such...
Found in
SRA Education, Training and Assessment Provider Regulations
Training principals
The training principal for an authorised training provider must: be a solicitor holding a current practising certificate or be a practising barrister; notify the SRA in the prescribed form before any individual commences a period of recognised training or if this is not possible then as soon as practicable thereafter; ensure that the training provided meets the requirements of regulation 4;...
Found in
SRA Education, Training and Assessment Provider Regulations
Authorised training providers
Only an authorised training provider may provide a period of recognised training to trainees. An organisation may apply for authorisation as an authorised training provider and its application must demonstrate that it will meet the requirements of regulations 3 to 5 below. The SRA may, in relation to an application for approval or authorisation: grant the application, subject to such...
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