SRA Standards and Regulations
Showing 255 results
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SRA Application, Notice, Review and Appeal Rules
Education, Training and Assessment providers
As set out in the SRA Education, Training and Assessment Provider Regulations: A decision made under regulation 1.4(b) or 2.3(b) to refuse to grant approved education provider, authorised education provider or authorised training provider status. A decision made under regulation 1.4(a) or 2.3(a) to grant the application for approval or authorisation subject to such conditions and for such...
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SRA Application, Notice, Review and Appeal Rules
Regulatory and Disciplinary
As set out in the SRA Regulatory and Disciplinary Procedure Rules: A decision made under rule 3.1(a) to give a written rebuke. A decision made under rule 3.1 (b) to direct the payment of a financial penalty together with the amount of that penalty. A decision made under rule 3.1(c) to disqualify a person from acting as a HOLP, HOFA, manager or employee of a licensed body. A decision made under...
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SRA Indemnity Fund Rules
Maintenance and termination of the fund
The Indemnity Fund shall continue to be held, managed and administered by the SRA for so long as and to the extent that the SRA may consider necessary or appropriate for the purpose of providing indemnity in respect of any claim(s) made or intimated during any indemnity period and/or during or subsequent to any indemnity period arising out of circumstances notified during any indemnity period...
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SRA Indemnity Fund Rules
Indemnity Periods before 1 September 1987
The policies taken out and maintained and the certificates issued by the Society pursuant to the Solicitors' Indemnity Rules 1975 to 1986 shall continue to provide cover subject to and in accordance with their terms in respect of their respective periods up to and including 31 August 1987. They shall not provide cover in respect of any subsequent period.
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SRA Indemnity Fund Rules
Authority
Deleted
Found in
SRA Authorisation of Firms Rules
Eligibility
You will be eligible to apply for authorisation: as a licensed body, if you are a licensable body and have at least one manager that is an authorised person (other than a licensed body or an RSL); as a recognised body, if you are a legal services body in which all of the managers and interest holders are legally qualified (other than RSLs); or as a recognised sole practice, if you are a...
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SRA Overseas and Cross-border Practice Rules
Cross-border Practice Rules
This Part applies to European cross-border practice from any office by: solicitors; managers of authorised bodies who are not authorised by an approved regulator (other than the SRA) under the LSA; and authorised bodies. These rules apply to European cross-border practice from an office in England and Wales by: RELs; RFLs who are managers or employees of an authorised body; and RSLs who are...
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SRA Authorisation of Firms Rules
Restrictions on employment and remuneration of certain individuals
An authorised body must not employ or remunerate, or permit to be a manager, owner or interest holder of the body, a person: who is subject to an order under section 43 of the SA, without the SRA's written permission; whose name has been struck off the roll, or who is suspended from practising as a solicitor, without the SRA's written permission; in respect of whom there is a direction in...
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SRA Regulatory and Disciplinary Procedure Rules
Decisions to disqualify a person
An authorised decision maker may decide to disqualify a person under rule 3.1(c) only where they are satisfied that it is undesirable for the person to engage in the relevant activity or activities.
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